The Fiduciary Rule Educates The Public

By |2017-04-20T14:34:53-04:00April 20th, 2017|Markets|

Our Chief Compliance officer Rafael Perez provides a good overview of the Fiduciary Rule below. In coming months, he'll be writing a series of articles on legal standards related to brokers and advisers. Our industry has become a thicket of rules and regulations with compliance an increasingly complicated and costly issue for RIA firms. As an attorney and investment adviser, [...]